Search Results | Showing 1 - 10 of 179 results for "ASIC" |
| | | ... guilt. Equity Trustees serves as responsible entity to the fund, which is managed by Artesian Capital Management. According to ASIC, the fund's product disclosure statement, target market determination and website all stated that the fund invested ... |
| | | | ... its passing update on greenwashing as an enforcement priority that had everyone's attention at an industry conference. ASIC commissioner Kate O'Rourke opened Day 2 of the RIAA Conference yesterday with a presentation on sustainability reporting ... |
| | | | ... up its governance, risk and compliance frameworks. With more than 30 years experience, Layton earlier worked as a senior ASIC regulator, a PwC partner for risk advisory services and a chief risk and compliance officer at Superpartners, BT and Westpac ... |
| | | | ... almost three years, working as an investment analyst. He previously worked as an analyst in the market supervision division at ASIC, where he covered OTC derivatives surveillance. The credit specialist began his career with the corporate regulator, initially ... |
| | | | ... Capital Advisory Committee. Additionally, Dwyer serves as a director of ASX-listed Iress and holds advisory roles with the ASIC Consultative Panel and the Global Advisory Council for Tobacco-Free Portfolios. In recognition of his industry and community ... |
| | | | ... Capital Advisory Committee. Additionally, Dwyer serves as a director of ASX-listed Iress and holds advisory roles with the ASIC Consultative Panel and the Global Advisory Council for Tobacco-Free Portfolios. In recognition of his industry and community ... |
| | | | Following comprehensive consultation, ASIC has published its regulatory guide on sustainability reporting, having taken on board industry feedback. In November 2024, ASIC released the draft regulatory guidance for consultation. It received 60 submissions ... |
| | | | ... Matthew Fletcher, general counsel Lauree Blair and finance chief Robert Szyszko. Before joining MSC, Brown worked at KPMG and ASIC, ahead of a 15-year career at National Australia Bank. There, she held several senior executive roles in securitization ... |
| | | | ... "Investors and regulatory bodies are becoming increasingly vocal about cyber security as a governance responsibility, with ASIC recently issuing warnings that directors may be held personally liable for governance failures that lead to cyber breaches," ... |
| | | | ... misleading - which should have been the responsibility of senior management. Further, when confronted with the allegations by ASIC, Active Super "ran a host of contrived arguments in its defence at trial." Some $3 million of the $10.5 million penalty ... |
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