Search Results | Showing 1 - 10 of 177 results for "ASIC" |
| | | ... up its governance, risk and compliance frameworks. With more than 30 years experience, Layton earlier worked as a senior ASIC regulator, a PwC partner for risk advisory services and a chief risk and compliance officer at Superpartners, BT and Westpac ... |
| | | | ... almost three years, working as an investment analyst. He previously worked as an analyst in the market supervision division at ASIC, where he covered OTC derivatives surveillance. The credit specialist began his career with the corporate regulator, initially ... |
| | | | ... Capital Advisory Committee. Additionally, Dwyer serves as a director of ASX-listed Iress and holds advisory roles with the ASIC Consultative Panel and the Global Advisory Council for Tobacco-Free Portfolios. In recognition of his industry and community ... |
| | | | ... Capital Advisory Committee. Additionally, Dwyer serves as a director of ASX-listed Iress and holds advisory roles with the ASIC Consultative Panel and the Global Advisory Council for Tobacco-Free Portfolios. In recognition of his industry and community ... |
| | | | Following comprehensive consultation, ASIC has published its regulatory guide on sustainability reporting, having taken on board industry feedback. In November 2024, ASIC released the draft regulatory guidance for consultation. It received 60 submissions ... |
| | | | ... Matthew Fletcher, general counsel Lauree Blair and finance chief Robert Szyszko. Before joining MSC, Brown worked at KPMG and ASIC, ahead of a 15-year career at National Australia Bank. There, she held several senior executive roles in securitization ... |
| | | | ... "Investors and regulatory bodies are becoming increasingly vocal about cyber security as a governance responsibility, with ASIC recently issuing warnings that directors may be held personally liable for governance failures that lead to cyber breaches," ... |
| | | | ... misleading - which should have been the responsibility of senior management. Further, when confronted with the allegations by ASIC, Active Super "ran a host of contrived arguments in its defence at trial." Some $3 million of the $10.5 million penalty ... |
| | | | ... cybersecurity failures which saw the private data of more than 18,000 clients stolen and released on the dark web. According to ASIC, FIIG failed to have adequate cyber risk management systems in place for a period of four years - from March 2019 to ... |
| | | | ... Financial Services and non-executive director at Commonwealth Bank. He was also a member of the external advisory panel at ASIC for five years. Soller was a former chief financial officer of ASX-listed firms, including Lendlease and Metcash, while Binns ... |
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