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Showing 41 - 50 of 89 results for "Australian Securities"

Directors, senior executives have obligation to consider climate change: Norton Rose Fulbright

RACHEL ALEMBAKIS  |  FRIDAY, 21 APR 2017  |  NEWS
... include transitional, reputation and physical, Norton Rose said. Norton Rose pointed to statements by the Australian Securities and Investment Commission (ASIC) last month at a Senate Economics References Committee public hearing for an inquiry into ...

Bribery and corruption cited as sustainability engagement theme for 2017

RACHEL ALEMBAKIS  |  FRIDAY, 27 JAN 2017  |  NEWS
... consultant providing advisory services on the Simandou iron ore project in Guinea, and the inquiry by the Australian Securities and Investments Commission (ASIC) into allegations that "certain executives and directors" at Leighton Holdings - now known ...

Cash Converters to pay more than $12 million after ASIC investigation

RACHEL ALEMBAKIS  |  FRIDAY, 11 NOV 2016  |  NEWS
... refund AU$10.8 million to consumers and has paid an AU$1.35 million penalty after an investigation by the Australian Securities and Investments Commission (ASIC). Michael Walsh, UCA Funds Management ASIC agreed to accept an enforceable undertaking from ...

Conduct risk a concern for financial services sector: Ausbil

RACHEL ALEMBAKIS  |  FRIDAY, 27 MAY 2016  |  NEWS
... into practices at Commonwealth Bank's insurance arm, CommInsure. Investigations by regulators such as the Australian Securities and Investments Commission (ASIC) and penalties for improper conduct could increase in future, which could impact on investment ...

Research project to explore evidence-based whistleblowing reforms

RACHEL ALEMBAKIS  |  FRIDAY, 6 MAY 2016  |  NEWS
... Research Council. The project is also supported by 22 regulatory and professional organisations including the Australian Securities and Investments Commission (ASIC), CPA Australia, Governance Institute of Australia, Australian Institute of Company Directors ...

UCA Funds Management publishes annual report

RACHEL ALEMBAKIS  |  FRIDAY, 1 APR 2016  |  NEWS
... completed the transition to responsible entity and received its licence as a retail fund provider from the Australian Securities and Investments Commission (ASIC) in February, confirmed Michael Walsh, chief executive officer of UCA Funds Management. ...

UCA Funds Management supports 30% women on boards target

RACHEL ALEMBAKIS  |  WEDNESDAY, 24 FEB 2016  |  NEWS
... Moving to RE status will remove exemptions provided to charitable and religious investment bodies by the Australian Securities and Investments Commission (ASIC) and the Australian Prudential Regulation Authority (APRA).

Investors question payday lenders at AGMs

RACHEL ALEMBAKIS  |  FRIDAY, 18 DEC 2015  |  NEWS
... $200,000." Money3's auditor BDO noted that no adjustments to provisions were required. Earlier this year, the Australian Securities and Investments Commission (ASIC ) has warned the payday lending industry to improve its consumer protections or face ...

UCA Funds Management select Northern Trust

RACHEL ALEMBAKIS  |  WEDNESDAY, 5 AUG 2015  |  NEWS
... Moving to RE status will remove exemptions provided to charitable and religious investment bodies by the Australian Securities and Investments Commission (ASIC) and the Australian Prudential Regulation Authority (APRA). UCA Funds Management will re-register ...

UCA Funds Management to convert funds to MIS

RACHEL ALEMBAKIS  |  FRIDAY, 31 JUL 2015  |  NEWS
... Moving to RE status will remove exemptions provided to charitable and religious investment bodies by the Australian Securities and Investments Commission (ASIC) and the Australian Prudential Regulation Authority (APRA). UCA Funds Management is an entity ...