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Showing 1 - 4 of 4 results for "Sanjay Wadhwa"

Experts cynical of Adani outcome under Trump

ROSE MARY PETRASS  |  MONDAY, 25 NOV 2024  |  NEWS
... It's only likely to play out under a Trump controlled America." SEC Division of Enforcement acting director Sanjay Wadhwa stated: "As alleged, Gautam and Sagar Adani induced US investors to buy Adani Green bonds through an offering process that misrepresented ...

Invesco Advisers pays $26m over false ESG claims

JAMIE WILLIAMSON  |  MONDAY, 11 NOV 2024  |  NEWS
... assets were ESG integrated. But saying it doesn't make it so," said SEC Division of Enforcement acting director Sanjay Wadhwa said. "Companies should be straightforward with their clients and investors rather than seeking to capitalise on investing ...

US regulator slaps US$25m penalty on DWS for greenwashing, AML

RACHEL ALEMBAKIS  |  TUESDAY, 26 SEP 2023  |  NEWS
... advisers must ensure that their actions conform to their words," said SEC division of enforcement deputy director Sanjay Wadhwa, who is head of the SEC's Climate and ESG Task Force. "Here, DWS advertised that ESG was in its "DNA," but, as the SEC's order ...

US Dept of Labor green-lights ESG integration

JAMIE WILLIAMSON, RACHEL ALEMBAKIS  |  WEDNESDAY, 23 NOV 2022  |  NEWS
... strategies as 'ESG,'" deputy director of the SEC Division of Enforcement and head of the Climate and ESG Task Force Sanjay Wadhwa said. "When they do, they must establish reasonable policies and procedures governing how the ESG factors will be evaluated ...
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