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Showing 101 - 110 of 142 results for "ASIC"

AMP Capital examines impact of disruptions on financial sector

RACHEL ALEMBAKIS  |  FRIDAY, 2 SEP 2016  |  NEWS
... that's been publicly disclosed suggests that they're taking the time to consider the technology potential and the risks. ASIC and APRA are also considering the technology's potential and risks that they manage; security is one of the risks that they're ...

Conduct risk a concern for financial services sector: Ausbil

RACHEL ALEMBAKIS  |  FRIDAY, 27 MAY 2016  |  NEWS
... Bank's insurance arm, CommInsure. Investigations by regulators such as the Australian Securities and Investments Commission (ASIC) and penalties for improper conduct could increase in future, which could impact on investment risk and returns, noted Mans ...

Research project to explore evidence-based whistleblowing reforms

RACHEL ALEMBAKIS  |  FRIDAY, 6 MAY 2016  |  NEWS
... supported by 22 regulatory and professional organisations including the Australian Securities and Investments Commission (ASIC), CPA Australia, Governance Institute of Australia, Australian Institute of Company Directors and Transparency International ...

UCA Funds Management publishes annual report

RACHEL ALEMBAKIS  |  FRIDAY, 1 APR 2016  |  NEWS
... responsible entity and received its licence as a retail fund provider from the Australian Securities and Investments Commission (ASIC) in February, confirmed Michael Walsh, chief executive officer of UCA Funds Management. Two funds - the Development ...

UCA Funds Management supports 30% women on boards target

RACHEL ALEMBAKIS  |  WEDNESDAY, 24 FEB 2016  |  NEWS
... exemptions provided to charitable and religious investment bodies by the Australian Securities and Investments Commission (ASIC) and the Australian Prudential Regulation Authority (APRA).

Investors question payday lenders at AGMs

RACHEL ALEMBAKIS  |  FRIDAY, 18 DEC 2015  |  NEWS
... obligations and that there were no financial liabilities/continent liabilities in relation to any legal cases or actions from ASIC. " In documentation provided to The Sustainability Report, Walsh noted in each letter to Money3 and Cash Converters that ...

UCA Funds Management select Northern Trust

RACHEL ALEMBAKIS  |  WEDNESDAY, 5 AUG 2015  |  NEWS
... exemptions provided to charitable and religious investment bodies by the Australian Securities and Investments Commission (ASIC) and the Australian Prudential Regulation Authority (APRA). UCA Funds Management will re-register two of its funds - the Development ...

UCA Funds Management to convert funds to MIS

RACHEL ALEMBAKIS  |  FRIDAY, 31 JUL 2015  |  NEWS
... exemptions provided to charitable and religious investment bodies by the Australian Securities and Investments Commission (ASIC) and the Australian Prudential Regulation Authority (APRA). UCA Funds Management is an entity of the Uniting Church of Australia ...

Investors, payday lenders engage on lending practices

RACHEL ALEMBAKIS  |  FRIDAY, 3 JUL 2015  |  NEWS
... The group has separate proposals relating to each sector. This week, the Australian Securities and Investments Commission (ASIC) announced that Money3 has stopped offering its two-payments 'fixed fee' loan arrangement and agreed to refund more than $100,000 ...

Materiality reviews a source of strategic value: ACCSR

RACHEL ALEMBAKIS  |  WEDNESDAY, 20 MAY 2015  |  NEWS
... recommendations from the Australian Prudential Regulation Authority (APRA), the Australian Securities and Investments Commission (ASIC ) and the ASX have come into effect, such as the ASX Corporate Governance Principles and Recommendations, Principle ...