Search Results

Showing 131 - 140 of 177 results for "ASIC"

APRA encourages entities to perform stress-test for climate-related risks

RACHEL ALEMBAKIS  |  FRIDAY, 1 DEC 2017  |  NEWS
... well-resourced and complex entities." "Externally, APRA has commenced discussions with Treasury, as well as fellow regulators ASIC and the RBA, on the sustainability and financial risk dimensions of the economy related to climate change," Summerhayes ...

Negatively screened funds grow by over 2500% in New Zealand: RIAA

RACHEL ALEMBAKIS  |  FRIDAY, 4 AUG 2017  |  NEWS
... Partly it's because with KiwiSaver, there are full portfolio holdings disclosure requirements. You would have noted that ASIC have deferred that to 2019. The path we're going on, and this is something of a signal to the market that we could expect to ...

Directors, senior executives have obligation to consider climate change: Norton Rose Fulbright

RACHEL ALEMBAKIS  |  FRIDAY, 21 APR 2017  |  NEWS
... and physical, Norton Rose said. Norton Rose pointed to statements by the Australian Securities and Investment Commission (ASIC) last month at a Senate Economics References Committee public hearing for an inquiry into carbon risk disclosure. The report ...

Bribery and corruption cited as sustainability engagement theme for 2017

RACHEL ALEMBAKIS  |  FRIDAY, 27 JAN 2017  |  NEWS
... services on the Simandou iron ore project in Guinea, and the inquiry by the Australian Securities and Investments Commission (ASIC) into allegations that "certain executives and directors" at Leighton Holdings - now known as CIMIC - breached their duties ...

Cash Converters to pay more than $12 million after ASIC investigation

RACHEL ALEMBAKIS  |  FRIDAY, 11 NOV 2016  |  NEWS
... consumers and has paid an AU$1.35 million penalty after an investigation by the Australian Securities and Investments Commission (ASIC). Michael Walsh, UCA Funds Management ASIC agreed to accept an enforceable undertaking from Cash Converters after concerns ...

AMP Capital examines impact of disruptions on financial sector

RACHEL ALEMBAKIS  |  FRIDAY, 2 SEP 2016  |  NEWS
... that's been publicly disclosed suggests that they're taking the time to consider the technology potential and the risks. ASIC and APRA are also considering the technology's potential and risks that they manage; security is one of the risks that they're ...

Conduct risk a concern for financial services sector: Ausbil

RACHEL ALEMBAKIS  |  FRIDAY, 27 MAY 2016  |  NEWS
... Bank's insurance arm, CommInsure. Investigations by regulators such as the Australian Securities and Investments Commission (ASIC) and penalties for improper conduct could increase in future, which could impact on investment risk and returns, noted Mans ...

Research project to explore evidence-based whistleblowing reforms

RACHEL ALEMBAKIS  |  FRIDAY, 6 MAY 2016  |  NEWS
... supported by 22 regulatory and professional organisations including the Australian Securities and Investments Commission (ASIC), CPA Australia, Governance Institute of Australia, Australian Institute of Company Directors and Transparency International ...

UCA Funds Management publishes annual report

RACHEL ALEMBAKIS  |  FRIDAY, 1 APR 2016  |  NEWS
... responsible entity and received its licence as a retail fund provider from the Australian Securities and Investments Commission (ASIC) in February, confirmed Michael Walsh, chief executive officer of UCA Funds Management. Two funds - the Development ...

UCA Funds Management supports 30% women on boards target

RACHEL ALEMBAKIS  |  WEDNESDAY, 24 FEB 2016  |  NEWS
... exemptions provided to charitable and religious investment bodies by the Australian Securities and Investments Commission (ASIC) and the Australian Prudential Regulation Authority (APRA).